CS

Christopher Donald Smith

36 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
86 advisors
Number of Clients
6,005 clients
Average Client Portfolio
$429K average
Assets Under Management
$2.6B

Fee Structure

Vicus Capital offers financial planning services on an hourly or fixed-fee basis. Details on investment management fees are not provided in this document. Contact Vicus Capital directly for specific fee information.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningInsurance PlanningEducation Planning
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Advisor Information

Office location

3101 Emrick Blvd, Suite 315, Bethlehem, PA, 18020

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is an insurance agent selling life, health, disability, annuities, and long-term care insurance, dedicating a few hours per week. He is also an investment advisor representative with Vicus Capital, Inc. (full-time), a founding partner at Marmaras & Smith LLC (full-time), and a trustee for two trusts (minimal time). Christopher owns CDGSMITH LLC for accounting purposes (minimal time).

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 4 mos
Cetera Wealth Services, LLC
September 2013 - Present · 12 yrs 4 mos
Vicus Capital, INC.
July 2005 - Present · 20 yrs 6 mos
Previous Registrations
Walnut Street Securities, INC.Broker
August 2003 - September 2013 · 10 yrs 1 mo
Marmaras & Smith, LLC.
May 2001 - January 2013 · 11 yrs 8 mos
Nathan & Lewis Securities, INC.Broker
August 1997 - August 2003 · 6 yrs
Nathan & Lewis Securities, INC.
August 1997 - January 2003 · 5 yrs 5 mos
W. S. Griffith & Co., INC.Broker
February 1989 - August 1997 · 8 yrs 6 mos
Home Life Insurance CompanyBroker
February 1989 - October 1992 · 3 yrs 8 mos
State Registrations22 states
AZCACOCTDEFLGAILKSMAMENCNJNYOHPARISCTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.