Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
101 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

Fees for portfolio management or advisory services are typically a percentage of assets held in the institution's account and vary depending on the services chosen. Consulting services are typically charged at an hourly rate, but IAA reserves the right to charge an annual fee based on a percentage of the institution's investment assets. All fees are negotiable and agreed upon prior to entering into a contract. Fees are paid in advance and do not include third-party fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

11 Municipal Drive, Suite 200, Fishers, IN, 46038

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2020
Judgment / Lien
August 2016
Judgment / Lien
October 2012
Other Business Activities

Andrew is affiliated with International Assets Investment Management, LLC as an advisor since 2019, dedicating nearly full-time hours. He is also a co-owner involved in marketing and advertising for Blacorusa, LLC, spending a few hours per week.

Employment History
Current Registrations
International Assets Investment Management, LLC
February 2019 - Present · 6 yrs 11 mos
International Assets Advisory, LLC Broker
February 2019 - Present · 6 yrs 11 mos
Previous Registrations
Sanctuary Advisors, LLC
May 2016 - March 2019 · 2 yrs 10 mos
David A. Noyes & CompanyBroker
May 2016 - March 2019 · 2 yrs 10 mos
Raymond James & Associates, INC. Broker
August 2010 - May 2016 · 5 yrs 9 mos
Raymond James & Associates, INC.
August 2010 - May 2016 · 5 yrs 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley Smith Barney Broker
June 2009 - September 2010 · 1 yr 3 mos
Citigroup Global Markets INC.
May 2005 - June 2009 · 4 yrs 1 mo
Citigroup Global Markets INC. Broker
May 2005 - June 2009 · 4 yrs 1 mo
Morgan Stanley
December 1998 - June 2005 · 6 yrs 6 mos
Morgan Stanley Dw INC.Broker
January 1988 - June 2005 · 17 yrs 5 mos
Moseley Securities CorporationBroker
July 1984 - January 1988 · 3 yrs 6 mos
State Registrations4 states
AZFLINSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.