Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.50% |
| $2.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
Optimal Capital’s actual fees may be negotiated and a client may pay more or less than similar clients depending on the particular circumstances of the client.
Fee Estimator
Investment management fees are based on a percentage of assets under management, as detailed in the fee table. Fees are payable quarterly in advance. Financial planning and consulting fees are charged on a fixed fee retainer basis. Clients are also responsible for third-party vendor (Orion) fees for multi-custodial household reporting, billing, trading, planning, compliance and client portal software and services.
Areas of Practice
Advisor Information
Office location
12935 SW Bayshore Dr, Suite 305, Traverse City, MI, 49684
Get directionsRegulatory History (1)
Employment Separation After Allegations
February 2006Other Business Activities
Joseph is the Managing Principal of Optimal Capital Advisors, LLC, which is his primary employment. He is also registered with Wislar Wealth Management as an IAR for investment portfolio review only, with no client contact.