JD
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
20 advisors
Number of Clients
4,002 clients
Average Client Portfolio
$425K average
Assets Under Management
$1.7B
Fee Structure
This brochure supplement does not contain any fee information. Contact WestEnd Advisors for fee details.
Areas of Practice
Investment Management
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Advisor Information
Office location
1001 Morehead Square Drive, Suite 600, Charlotte, NC, 28203
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Westend Advisors, LLC
February 2018 - Present · 7 yrs 11 mos
Previous Registrations
Dynasty Wealth Management, LLC
February 2022 - September 2023 · 1 yr 7 mos
Morgan Stanley
June 2009 - December 2012 · 3 yrs 6 mos
Legg Mason Wood Walker INC
December 2005 - February 2006 · 2 mos
Citigroup Global Markets INC.
January 1991 - June 2009 · 18 yrs 5 mos
State Registrations1 state
NC
Advisor
Exams
No exam information available for this advisor.