Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth, Inc. offers various advisory programs with fees detailed in their respective program brochures. These programs include Advisor Managed Portfolios, Unified Managed Accounts, and access to Third-Party Money Managers. Financial planning and consulting services are also available, with fees determined and documented in a separate agreement. The Signator Managed Account Platform program fees include portions paid to the Advisory Representative, the Firm, the custodian, and Third-Party Money Managers.
Areas of Practice
Advisor Information
Office location
701 Xenia Ave S, Suite 250, Minneapolis, MN, 55416-1029
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Customer Dispute
December 2013Other Business ActivitiesSells Insurance
Douglas is an insurance agent/owner selling annuities and life insurance, and also provides investment advisor advice through Everest Financial Group, LLC, taking about a quarter of his time. He also owns Doug Mock Tax Advisors, where he prepares tax returns and provides tax planning advice, and Tax and Retirement Resource Center, where he educates clients on financial topics related to retirement planning.