Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.5M | 1.75% |
| $2.5M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Investment supervisory services and individual portfolio management fees are based on a percentage of assets under management. The firm also assesses per-trade charges for equities, mutual funds, bonds, UITs, and options transactions. There is a $150 annual administration fee. Financial planning fees range from $250 to $500 per hour with a $2,500 minimum retainer. Tax preparation services have a minimum charge of $500 plus a $250 hourly rate. Fees are negotiable and may differ for each advisory client.
Areas of Practice
Advisor Information
Office location
8927 Hypoluxo Road, Suite A5, Lake Worth, FL, 33467
Get directionsRegulatory History (3)
Customer Dispute
June 2015Customer Dispute
October 2008Customer Dispute
August 2008Other Business ActivitiesSells Insurance
William is the sole member/owner of 22nd Century GP, LLC, the general partner of 22nd Century Capital MGMT, LP, dedicating minimal time to management services. He is also a licensed insurance agent, president of 1st Discount Insurance Services Inc. and 1DB Financial Inc., an author for Equities.com, and a real estate sales associate.