BK
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
186 advisors
Number of Clients
8,760 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$25.8B
Fee Structure
Fees are charged for investment advisory services, but the specific rates are not provided in a structured table. Wealthspire also offers financial planning services. Certain employees may serve as trustees for clients' trusts, subject to a separate fee. They may recommend clients roll over retirement plan assets into an IRA, which would then be subject to their advisory fee.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingInsurance Planning
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Advisor Information
Office location
29 South Main Street, Suite 300, West Hartford, CT, 06107
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wealthspire Advisors
September 2022 - Present · 3 yrs 4 mos
Previous Registrations
NFP Advisor Services, LLC
October 2011 - March 2016 · 4 yrs 5 mos
Wealthspire Advisors
June 2003 - October 2022 · 19 yrs 4 mos
NFP Advisor Services, LLCBroker
June 2003 - March 2016 · 12 yrs 9 mos
The Lincoln National Life Insurance CompanyBroker
May 2000 - June 2003 · 3 yrs 1 mo
Lincoln Financial Advisors Corporation
September 1999 - June 2003 · 3 yrs 9 mos
Lincoln Financial Advisors CorporationBroker
June 1998 - June 2003 · 5 yrs
Cigna Financial Advisors,inc.Broker
August 1986 - June 1998 · 11 yrs 10 mos
Hamilton Group Securities, INC.Broker
February 1985 - August 1986 · 1 yr 6 mos
State Registrations2 states
CTTX
Advisor
Exams
No exam information available for this advisor.