JM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
22 advisors
Number of Clients
1,404 clients
Average Client Portfolio
$190K average
Assets Under Management
$267.4M
Fee Structure
Minimum Investment:None
Hourly Rate:$50 - $750/hr
DAI Wealth charges an annual "Account Fee" for investment management services, which may not exceed 2.50% per year of the portfolio value. Account Fees are negotiable and may vary. Fees are billed quarterly in arrears. Financial planning and consulting fees range from $50 to $750 per hour, subject to a one-hour minimum.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth
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Advisor Information
Office location
2800 Century Parkway Ne, Suite 650, Atlanta, GA, 30345
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021Settled
Customer Dispute
July 2020Settled
Other Business ActivitiesSells Insurance
Joseph is the CEO and Investment Advisor Rep for DAI Wealth LLC, dedicating full-time hours to financial planning and investment advice. He also serves as Vice-President and CEO of DAI Agency, LLC, an insurance agency, spending a few hours per week and receiving commissions on fixed insurance products.
Employment History
Current Registrations
Dai Securities, LLCBroker
April 2018 - Present · 7 yrs 9 mos
Dai Securities, LLC
April 2018 - Present · 7 yrs 9 mos
Dai Wealth, LLC
March 2006 - Present · 19 yrs 10 mos
Previous Registrations
Concorde Investment Services, LLCBroker
October 2015 - April 2018 · 2 yrs 6 mos
Triad Advisors, INC.Broker
April 2006 - October 2015 · 9 yrs 6 mos
Transamerica Financial Advisors, INC.
July 2002 - May 2006 · 3 yrs 10 mos
Transamerica Financial Advisors, INC.Broker
January 1990 - May 2006 · 16 yrs 4 mos
Transamerica Securities Sales CorporationBroker
January 1990 - July 1995 · 5 yrs 6 mos
Mutual Benefit Financial Service CompanyBroker
April 1989 - January 1990 · 9 mos
Transamerica Securities Sales CorporationBroker
March 1987 - July 1995 · 8 yrs 4 mos
Transamerica Financial Resources, INC.Broker
December 1984 - April 1989 · 4 yrs 4 mos
State Registrations31 states
ARAZCACOCTFLGAIAIDILINKSLAMIMNMOMTNDNENMNVNYOHOKORSDTXUTWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.