DM
CFP · ChFC
Firm Information
Compensation
Commission-BasedFee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
687 clients
Average Client Portfolio
$247K average
Assets Under Management
$169.9M
Fee Structure
This document is a brochure supplement and does not contain fee information. Please refer to Continental Investors Services, Inc.'s Firm Brochure for details on fees.
Areas of Practice
Investment Management
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Advisor Information
Office location
Renton, WA
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Continental Investors Services, INC.
May 2019 - Present · 6 yrs 8 mos
Continental Investors Services, INC. Broker
May 2019 - Present · 6 yrs 8 mos
Continental Investors Services, INC.
February 2019 - Present · 6 yrs 11 mos
Previous Registrations
Sweetwater Investments INC
May 2007 - February 2019 · 11 yrs 9 mos
Ra Bench, INC
April 2004 - March 2007 · 2 yrs 11 mos
Ra BenchBroker
March 2004 - March 2007 · 3 yrs
Financial Resources Group
February 2000 - January 2005 · 4 yrs 11 mos
Royal Alliance Associates, INC. Broker
June 1998 - March 2004 · 5 yrs 9 mos
State Registrations14 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.