CF
ChFC

Christopher Charles Fess

32 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
35 advisors
Number of Clients
1,145 clients
Average Client Portfolio
$159K average
Assets Under Management
$182.6M

Fee Structure

Minimum Investment:$25K
Financial Plan Fee:$150 - $1,000
Hourly Rate:$50 - $150/hr

Fees for asset management programs range from 0.5% to less than 3% annually, as agreed upon in writing. The smaller the portfolio, the larger the fee, and conversely. Financial planning and appraisal services are based on hourly ($50-$150) or fixed fees ($150-$1,000). Third-party management programs have their own fee schedules. A $25,000 minimum account requirement may be waived. Fees are negotiable within the stated ranges.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Loading...

Advisor Information

Office location

3061 Allied Street, Suite B, Green Bay, WI, 54304

Get directions
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003
Settled
Customer Dispute
October 2003
Denied
Customer Dispute
March 2003
Settled
Customer Dispute
August 2002
Settled
Other Business ActivitiesSells Insurance

Christopher owns Life & Legacy Financial Services, Inc. and sells various insurance products, dedicating a few hours per week to this activity. He also owns rental properties and is a passive investor in real estate corporations.

Employment History
Current Registrations
Kcd Financial, INC.
August 2006 - Present · 19 yrs 5 mos
Kcd Financial, INC. Broker
September 2004 - Present · 21 yrs 4 mos
Previous Registrations
Spc
February 2002 - May 2003 · 1 yr 3 mos
Sammons Securities Company, LLCBroker
February 2002 - April 2003 · 1 yr 2 mos
Walnut Street Securities, INC.Broker
April 1997 - February 2002 · 4 yrs 10 mos
Washington Square Securities, INC. Broker
March 1996 - April 1997 · 1 yr 1 mo
Northwestern Mutual Investment Services, INC. Broker
December 1991 - March 1996 · 4 yrs 3 mos
State Registrations17 states
ALARAZCAFLHIKSLAMDMONMNYOKPATXUTWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Christopher Charles Fess - Financial Advisor | AdvisorDiscover