AT

Anthony Steven Thornton

29 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
107 advisors
Number of Clients
7,859 clients
Average Client Portfolio
$311K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.25%
$1M+2.00%

Fees are negotiated on an IAR-by-IAR, client-by-client, or account-by-account basis. Some clients may receive more favorable pricing structures than others. These are the maximum allowable fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

Regal charges an annual wrap fee based on the market value of your assets under management. The fee is negotiated on an IAR-by-IAR, client-by-client, or account-by-account basis. Some clients may receive more favorable pricing structures than others. The maximum allowable program fees are: $0 - $500,000: 2.50%, $500,001 - $1,000,000: 2.25%, $1,000,001+: 2.00%.

Areas of Practice
Investment Management
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Advisor Information

Office location

2687 44th Street Se, Kentwood, MI, 49512

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anthony is the owner of Thornton Wealth Management, an LLC for securities business, spending nearly full-time hours on it. He is also a licensed insurance agent, dedicating about a quarter of his time to this activity, and owns Steve Thornton Airbnb house rentals, spending a few hours per week on it.

Employment History
Current Registrations
Regulus Financial Group, LLCBroker
March 2019 - Present · 6 yrs 10 mos
Regal Investment Advisors LLC
March 2019 - Present · 6 yrs 10 mos
Previous Registrations
Hilltop Securities Independent Network INC.
February 2019 - February 2019 · 0 mos
Hilltop Securities Independent Network INC. Broker
February 2019 - February 2019 · 0 mos
Summit Brokerage Services, INC.Broker
September 2016 - February 2019 · 2 yrs 5 mos
Summit Financial Group INC
September 2016 - February 2019 · 2 yrs 5 mos
Vsr Advisory Services
February 2003 - September 2016 · 13 yrs 7 mos
The Masters, INC.
July 2002 - February 2003 · 7 mos
Vsr Financial Services, INC.Broker
March 2001 - September 2016 · 15 yrs 6 mos
Pmg Securities CorporationBroker
April 2000 - March 2001 · 11 mos
Nationwide Investment Services CorporationBroker
July 1997 - April 2000 · 2 yrs 9 mos
Uni-Petro Securities CORP.Broker
February 1985 - March 1986 · 1 yr 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.