TN
CFP

Timothy John Newell

40 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
11 advisors
Number of Clients
1,808 clients
Average Client Portfolio
$295K average
Assets Under Management
$533.9M

Fee Structure

Minimum Investment:$200K
Financial Plan Fee:Up to $10,000
Hourly Rate:Up to $500/hr

Advisory fees are negotiable. The maximum annual Basic Level Advisory Fee is 0.65%. For IRAs and non-qualified individual accounts, the maximum annual investment advisory fee is 2.05%. Basic Managed Model fees are an additional 0.25%, and Professionally Managed Model fees are an additional 0.45%. Financial planning and consulting services are offered on an hourly basis (up to $500/hour) or fixed fee (up to $10,000). There are also non-standard plan sponsor fees for mapping prior plan investment choices and ongoing reviews.

Areas of Practice
Retirement PlanningFinancial Planning & CoachingEstate PlanningCharitable GivingBusiness Owners
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Advisor Information

Office location

1 Transam Plaza Drive, Suite 230, Oakbrook Terrace, IL, 60181-4285

Get directions
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023
Settled
Customer Dispute
July 2021
Settled
Customer Dispute
December 2008
Denied
Other Business ActivitiesSells Insurance

Timothy owns Harvest Financial Planning, LLC, where he provides financial and estate planning, insurance sales, and tax preparation, dedicating nearly full-time hours to this. He also owns and manages an office condo and residential rental property, spending minimal time on each.

Employment History
Current Registrations
Envoy Advisory INC.
March 2022 - Present · 3 yrs 10 mos
Harvest Investment Services, LLC
February 2012 - Present · 13 yrs 11 mos
Previous Registrations
Investment Advisors
November 1998 - July 2018 · 19 yrs 8 mos
Proequities, INC.Broker
July 1997 - July 2018 · 21 yrs
Mariner Financial Services, INC.Broker
February 1990 - July 1997 · 7 yrs 5 mos
Leadertech Securities, INC.Broker
March 1985 - February 1990 · 4 yrs 11 mos
State Registrations3 states
COILTX
Advisor
Exams
No exam information available for this advisor.
Timothy John Newell - Financial Advisor | AdvisorDiscover