Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
6 advisors
Number of Clients
31 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$39.9M

Fee Structure

This brochure supplement provides information about Brad S. Lessem that supplements the First Western Securities, Inc. brochure. Please refer to the First Western Securities, Inc. brochure for fee information.

Areas of Practice
Investment Management
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Advisor Information

Office location

Lake Oswego, OR

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Regulatory History (2)
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Regulatory
January 2020
Final
Criminal
June 2003
Final Disposition
Employment History
Current Registrations
First Western Securities, INC.
October 2020 - Present · 5 yrs 3 mos
First Western Securities, INC.
November 2009 - Present · 16 yrs 2 mos
First Western Securities, INC. Broker
November 2009 - Present · 16 yrs 2 mos
Previous Registrations
First Western Securities, INC.
March 2012 - April 2020 · 8 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley Smith Barney Broker
June 2009 - December 2009 · 6 mos
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC. Broker
July 1992 - June 2009 · 16 yrs 11 mos
Dean Witter Reynolds INC.Broker
April 1985 - July 1992 · 7 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.