Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees range from 1.00% to 1.85% annually, billed quarterly in advance. The fee is based on the value of the assets being managed and takes into account the use of third-party strategy providers, the scope and complexity of the services provided, account size, and account history with Delta. Financial planning services are included in the above fees, excluding subadvisory accounts. Fees are negotiable in limited circumstances. Clients are responsible for brokerage costs, transaction fees, and other charges.
Areas of Practice
Advisor Information
Office location
4324 Mapleshade Lane, Suite 131, Plano, TX, 75093
Get directionsRegulatory History (16)
Customer Dispute
October 2020Customer Dispute
November 2019Regulatory
June 2019Customer Dispute
October 2018Customer Dispute
July 2018Customer Dispute
June 2018Customer Dispute
May 2018Customer Dispute
April 2018Customer Dispute
March 2018Customer Dispute
August 2017Customer Dispute
August 2017Customer Dispute
June 2017Customer Dispute
June 2017Customer Dispute
February 2017Customer Dispute
February 2017Customer Dispute
September 2014Other Business ActivitiesSells Insurance
Mark is the owner and managing partner of Insurance Funding Solutions, LLC, selling life/health insurance and annuities, dedicating about 10% of his time. He is also a managing member/partner of IFSG, Ltd., offering financial planning and consulting, and is involved in various marketing and consulting activities, including business brokerage and employee retention tax credits.