JK

Joel Bernard Knight

40 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
32 advisors
Number of Clients
901 clients
Average Client Portfolio
$685K average
Assets Under Management
$616.9M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1M+1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Hourly Rate:Up to $350/hr

AIC's fees are negotiable and vary depending on the Affiliate providing services. Asset management fees are based on a percentage of assets under management, either tiered or fixed. Hourly consultation fees can reach up to $350 per hour. Fixed fees may be charged for investment plans and other planning services. The maximum fee for 401(k) plan services is 1% of plan assets annually. Clients may be able to obtain lower fees for similar services from different AIC Affiliates and/or other Registered Investment Advisers. AIC does not impose a minimum account size or minimum fees as a requirement for opening and/or maintaining an account.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

9825 Blue Larkspur Lane, Monterey, CA, 93940

Get directions
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2014
Settled
Customer Dispute
December 2013
Settled
Customer Dispute
February 2013
Closed-No Action
Customer Dispute
August 2012
Settled
Other Business ActivitiesSells Insurance

Joel is the officer/president of Joel Knight Tax & Business Services/Joel Knight Inc., focusing on bookkeeping and tax preparation, dedicating full-time hours to this business. Additionally, Joel is an independent insurance agent for life, accident, and health insurance, but currently only sells occasional long-term care policies, dedicating minimal time to this activity.

Employment History
Current Registrations
American Investors CO
July 1998 - Present · 27 yrs 6 mos
American Investors Company Broker
October 1990 - Present · 35 yrs 3 mos
Previous Registrations
Golden Triangle Securities LLCBroker
February 2000 - July 2000 · 5 mos
Monterey Financial ServicesBroker
June 1986 - September 1990 · 4 yrs 3 mos
American Pacific Securities CorporationBroker
June 1985 - February 1986 · 8 mos
State Registrations11 states
AZCAGAILMSMTNJNMNVORWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Joel Bernard Knight - Financial Advisor | AdvisorDiscover