DC
CFP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
25 advisors
Number of Clients
1,376 clients
Average Client Portfolio
$246K average
Assets Under Management
$338.1M
Fee Structure
Hourly Rate:Up to $500/hr
GAA's asset-based investment advisory fees are charged at an annual rate up to 3.00%, depending on the relationship size, inclusion/exclusion of transaction fees, and service complexity. Fees are negotiable between the client and the IAR. Financial planning services are offered based on assets, hourly (up to $500/hour), or as a fixed engagement fee. Retirement plan advisory fees range up to 3.00% annually and may be negotiable.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
14 Wall St. 20th Floor, New York City, NY, 10005
Get directionsRegulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2010Regulatory
May 2010Final
Customer Dispute
October 2008Settled
Customer Dispute
October 2008Settled
Customer Dispute
August 2008Closed-No Action
Customer Dispute
May 2008Closed-No Action
Other Business Activities
David is an advisor with International Assets Investment Management LLC, an RIA affiliate, since 2010, dedicating about half his time. He also manages a rental property since 2017, requiring minimal time.
Employment History
Current Registrations
Global Assets Advisory, LLC
December 2021 - Present · 4 yrs 1 mo
International Assets Investment Management, LLC
January 2016 - Present · 10 yrs
International Assets Advisory, LLC
July 2010 - Present · 15 yrs 6 mos
International Assets Advisory, LLC Broker
July 2010 - Present · 15 yrs 6 mos
Previous Registrations
International Assets Investment Management, LLC
August 2010 - December 2015 · 5 yrs 4 mos
Raymond James Financial Services Advisors, INC
January 2009 - June 2010 · 1 yr 5 mos
Raymond James Financial Services
November 2008 - January 2009 · 2 mos
Raymond James Financial Services, INC.Broker
October 2008 - June 2010 · 1 yr 8 mos
Ameriprise Financial Services, INC.
January 2007 - September 2008 · 1 yr 8 mos
Ameriprise Financial Services, INC. Broker
May 2004 - September 2008 · 4 yrs 4 mos
Ids Life Insurance CompanyBroker
May 2004 - July 2006 · 2 yrs 2 mos
First Investors CorporationBroker
July 1985 - September 1985 · 2 mos
State Registrations12 states
CAFLILMAMDNJNYORPAVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.