BA
CFP

Brian Alan Ambrose

24 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
145 advisors
Number of Clients
11,317 clients
Average Client Portfolio
$188K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:$25K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.50%
$100K - $500K2.30%
$500K - $1000K2.00%
$1M+1.80%

Advisory fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

C1S charges a wrap fee for discretionary investment management services, covering advisory services and certain brokerage fees. The fee is calculated as a percentage of assets under management, ranging from 2.50% on the first $99,999 to 1.80% on amounts over $1,000,000. Fees are negotiable. The wrap fee may not include all transaction-related expenses. Clients could receive similar management service outside of a wrap fee program from another adviser for a higher or lower advisory fee.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

6330 Sprint Parkway, Suite 400, Overland Park, KS, 66211

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is the 100% owner of Ambrose Financial and Insurance Services, LLC, where he sells insurance and fixed annuities. This activity takes nearly a full-time commitment.

Employment History
Current Registrations
Creativeone Securities, LLC
October 2016 - Present · 9 yrs 3 mos
Previous Registrations
Brokers Financial
March 2015 - October 2016 · 1 yr 7 mos
Client One Securities LLC
March 2014 - March 2015 · 1 yr
Woodbury Financial Services, INC.
December 2008 - January 2009 · 1 mo
Ambrose Financial and Insurance Services, LLC
January 2007 - March 2014 · 7 yrs 2 mos
Fsc Securities Corporation
April 2003 - January 2007 · 3 yrs 9 mos
Securities America Advisors INC
January 2003 - March 2003 · 2 mos
Securities America Advisors INC
June 2001 - December 2002 · 1 yr 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.