Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.3M | 1.00% |
| $1.3M - $4.0M | 0.75% |
| $4M+ | 0.50% |
Fees are generally not negotiable except in unusual circumstances.
Fee Estimator
You'll pay an annual fee based on your portfolio size (see rates in table). Fees are billed quarterly in advance and are refundable upon cancellation. Fees are generally not negotiable except in unusual circumstances. While there is no fixed minimum account size, it would be uncommon for them to accept a client relationship involving less than $250,000.
Areas of Practice
Advisor Information
Office location
100 Smith Ranch Road, Suite 330, San Rafael, CA, 94903
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dana occasionally provides compliance consulting services to broker/dealers or RIAs, with prior approval from Wulff, Hansen & Co. This activity is not investment-related.