Douglas J Donnelly

The Institute

40 Years of Experience

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Firm Information

The Institute

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

18 advisors

Number of Clients

817 clients

Average Client Portfolio

$1.4M average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:$100K

Financial Plan Fee:$1,000 - $10,000

Hourly Rate:$1,000 - $10,000/hr

Investment advisory fees are negotiable, with a maximum of 2.00% annually, though some clients may agree to a higher fee in limited circumstances. Financial planning fees range from $1,000 to $10,000 per engagement or an hourly fee. Cash management services are available for a flat rate of 0.10% per annum. A minimum initial account value of $100,000 is generally required, but may be waived.

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Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate Planning

Advisor Information

Office location

1203 3rd Avenue, Suite 5040, Seattle, WA, 98112

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Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

January 2015

Final

Regulatory

August 2013

Final

Employment Separation After Allegations

March 2013

Employment Separation After Allegations

March 2012

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Other Business Activities

Douglas is a 25% partner in Passing Time Winery since 2012, involved in strategizing for a wine label, dedicating minimal time. He also has several passive private investments in real estate, a house and farm, and private equity.