AP

Alan Stephen Pransky

40 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
84 advisors
Number of Clients
1,434 clients
Average Client Portfolio
$322K average
Assets Under Management
$461.5M

Fee Structure

Financial Plan Fee:$250 - $5,000
Hourly Rate:$100 - $500/hr

Fees for investment advisory services are negotiable and depend on account value, investment program, service level, and financial complexity. The IAR is authorized to charge a fee within an allowable range, starting from 0.35% to 0.5% depending on the asset level, and a maximum that cannot exceed 2.0%. Additional fees may include custodian, platform, manager, and transaction fees. Financial planning fees range from $250-$5,000 (flat fee) or $100-$500 per hour. Retirement plan advisory fees depend on plan account value, plan type, and number of participants.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

One Blue Hill Plaza, #1509-75, Pearl River, NY, 10965

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023
Settled
Customer Dispute
April 1998
Denied
Other Business ActivitiesSells Insurance

Alan operates as an independent insurance agent through The Pransky Financial Group, selling various insurance products and annuities since 2011. He also provides administrative services to his wife's consulting business and serves on the board of directors for a cemetery association and a men's club, dedicating minimal time to each.

Employment History
Current Registrations
Lifemark Securities CORP.
December 2018 - Present · 7 yrs 1 mo
Lifemark Securities CORP.
December 2018 - Present · 7 yrs 1 mo
Lifemark Securities CORP. Broker
December 2018 - Present · 7 yrs 1 mo
Previous Registrations
Foresters Equity Services, INC.
May 2013 - November 2018 · 5 yrs 6 mos
Foresters Equity Services, INC.Broker
July 2012 - November 2018 · 6 yrs 4 mos
Trustmont Advisory Group, INC.
May 2009 - July 2012 · 3 yrs 2 mos
Trustmont Financial Group, INC.Broker
April 2009 - July 2012 · 3 yrs 3 mos
Lincoln Financial Securities Corporation
January 2006 - February 2009 · 3 yrs 1 mo
Lincoln Financial Securities CorporationBroker
April 2005 - February 2009 · 3 yrs 10 mos
1717 Capital Management CompanyBroker
October 2000 - April 2005 · 4 yrs 6 mos
Nylife Securities INC.Broker
October 1985 - October 2000 · 15 yrs
State Registrations5 states
AZFLMANCNJ
AdvisorBrokerBoth
Exams
No exam information available for this advisor.