AC
ChFC

Arthur Robert Chamberlain

40 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
145 advisors
Number of Clients
2,298 clients
Average Client Portfolio
$164K average
Assets Under Management
$376.9M

Fee Structure

MWA Financial Services offers transaction-based fees (commissions) for brokerage accounts and flat/hourly or asset-based fees for advisory accounts. Asset-based fees are charged quarterly as a percentage of assets under management. Custodial fees and product-related expenses (expense ratios) may also apply. 12b-1 fees are refunded to clients in Adviser Managed Accounts. Fees are negotiable based on level of assets invested and the time and complexity of your situation.

Areas of Practice
Investment Management
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Advisor Information

Office location

184 Webster Street, Suite 102, Lewiston, ME, 04240

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arthur is the Chairman of the Auburn-Lewiston Rotary Club, where he reviews donation requests and recommends investments for the scholarship fund. He has no discretion over the investments themselves.

Employment History
Current Registrations
Mwa Financial Services, INC.
July 2009 - Present · 16 yrs 6 mos
Mwa Financial Services INC. Broker
May 2009 - Present · 16 yrs 8 mos
Previous Registrations
LPL Financial Corporation
March 2002 - February 2009 · 6 yrs 11 mos
LPL Financial Corporation Broker
March 2002 - February 2009 · 6 yrs 11 mos
Advest, INC.Broker
August 2000 - March 2002 · 1 yr 7 mos
Mcdonald Investments INC.Broker
May 1999 - August 2000 · 1 yr 3 mos
Key Investments INC.Broker
April 1999 - May 1999 · 1 mo
Fis Securities, INC.Broker
August 1996 - April 1999 · 2 yrs 8 mos
Mds Securities IncorporatedBroker
January 1996 - August 1996 · 7 mos
440 Financial Distributors, INC.Broker
February 1994 - December 1995 · 1 yr 10 mos
Allmerica Investments, INC.Broker
January 1994 - March 1994 · 2 mos
Fis Securities, INC.Broker
January 1994 - January 1994 · 0 mos
Allmerica Investments, INC.Broker
February 1993 - December 1993 · 10 mos
Pruco Securities Corporation Broker
August 1985 - February 1993 · 7 yrs 6 mos
State Registrations10 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.