TS
CFP

Timothy Liam Smith

38 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
20 advisors
Number of Clients
1,843 clients
Average Client Portfolio
$214K average
Assets Under Management
$395.3M

Fee Structure

Financial Plan Fee:$500 - $15,000
Hourly Rate:$50 - $800/hr

Aurora charges fixed, hourly, or asset-based fees for financial planning and investment management. Financial planning fees range from $500 to $15,000 (fixed) or $50 to $800 (hourly). Investment management fees typically range from 0.25% to 2.95% annually, depending on the IAR and client agreement. Clients also incur additional charges from third parties like broker-dealers and custodians. Discounts may be offered to family and friends of associated persons of the firm.

Areas of Practice
Retirement PlanningCharitable GivingTax PlanningInsurance PlanningInvestment Management
Loading...

Advisor Information

Office location

100 Enterprise Drive, Suite 504, Rockaway, NJ, 07866

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2020
Final
Other Business ActivitiesSells Insurance

Timothy is involved in several outside business activities, including singing, theatrical productions, managing a foundation, and authoring books. He also serves as President for Comprehensive Capital Management, Inc., Aurora Insurance Services (selling insurance), and Aurora Private Wealth, INC., and is involved in ventures related to software and theatrical productions.

Employment History
Current Registrations
Aurora Private Wealth, INC.
October 2015 - Present · 10 yrs 3 mos
Apw Capital, INC.
February 1998 - Present · 27 yrs 11 mos
Apw Capital, INC.Broker
February 1998 - Present · 27 yrs 11 mos
Previous Registrations
Comprehensive Capital Management, INC.
February 2005 - February 2021 · 16 yrs
First Advisors Financial Group, LLC
February 2005 - December 2006 · 1 yr 10 mos
Comprehensive Asset Management and Servicing, INC.
September 1998 - August 2004 · 5 yrs 11 mos
MML Investors Services, INC. Broker
January 1988 - April 1990 · 2 yrs 3 mos
Massachusetts Mutual Life Insurance CompanyBroker
June 1987 - January 1988 · 7 mos
Summit Equities, INC.Broker
November 1985 - June 1996 · 10 yrs 7 mos
State Registrations23 states
ARCACTDCFLGAHIIAINMAMDMNNCNHNJNMNYOHORPARITXVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Timothy Liam Smith - Financial Advisor | AdvisorDiscover