Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
95 clients
Average Client Portfolio
$371K average
Assets Under Management
$35.3M

Fee Structure

Financial Planning:Investment management only

Mr. Grubb works as a registered representative and is licensed to sell life insurance, long-term care, and fixed annuities on a commission basis. He may also receive 12(b)-1 trail or service fees from Mutual Fund companies.

Areas of Practice
Investment ManagementInsurance Planning
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Advisor Information

Office location

9 S Washington St Ste 210, Spokane, WA, 99201

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sandra provides consulting and/or management services to broker/dealers or other businesses through BD Management Services since 2000, and produces oil paintings and jewelry as a sole proprietor since 2004. She also works as a tax preparer and bookkeeper since 2014, dedicating about a quarter of her time during tax season and about 10-20% of her time during the off-season, and provides general business consulting to business owners, dedicating a few hours per week.

Employment History
Current Registrations
Northwest Investment Advisors, INC
May 2014 - Present · 11 yrs 8 mos
Northwest Investment Advisors, INC.
April 2014 - Present · 11 yrs 9 mos
Northwest Investment Advisors, INC. Broker
April 2014 - Present · 11 yrs 9 mos
Previous Registrations
L.M. Kohn & Company Broker
January 2012 - May 2012 · 4 mos
L.M. Kohn & Company
January 2012 - May 2012 · 4 mos
Midsouth Capital, INC.
January 2011 - January 2012 · 1 yr
Midsouth Capital Markets GroupBroker
October 2006 - July 2007 · 9 mos
Midsouth Capital, INC.
June 2006 - December 2010 · 4 yrs 6 mos
Midsouth Capital, INC.Broker
June 2006 - January 2012 · 5 yrs 7 mos
Advantage Capital CorporationBroker
July 2004 - May 2006 · 1 yr 10 mos
Fsc Securities CorporationBroker
July 2004 - May 2006 · 1 yr 10 mos
Advantage Capital Corporation
April 2004 - May 2006 · 2 yrs 1 mo
Fsc Securities Corporation
April 2004 - May 2006 · 2 yrs 1 mo
Veravest Investment Advisors, INC.
May 2003 - January 2004 · 8 mos
Veravest Investments, INC.Broker
March 2002 - January 2004 · 1 yr 10 mos
Compulife Investor Services, INC.Broker
June 1997 - February 2000 · 2 yrs 8 mos
Comprehensive Financial Services, INC.Broker
March 1995 - December 1995 · 9 mos
Ifg Network Securities, INC.Broker
January 1992 - July 2000 · 8 yrs 6 mos
Planned Investments INC.Broker
March 1990 - June 1993 · 3 yrs 3 mos
The Mutual Life Insurance Company of New YorkBroker
August 1988 - March 1990 · 1 yr 7 mos
Mony Securities CORP.Broker
August 1988 - March 1990 · 1 yr 7 mos
Fsc Securities CorporationBroker
January 1988 - March 1990 · 2 yrs 2 mos
State Registrations2 states
GAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.