BG
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
105 advisors
Number of Clients
5,456 clients
Average Client Portfolio
$889K average
Assets Under Management
$4.8B
Fee Structure
Financial Plan Fee:$100 - $25,000
Hourly Rate:$100 - $500/hr
Investment management fees range from 0.05% to 2.00% annually, depending on the size and complexity of the client relationship. Financial planning is offered on an hourly basis ($100-$500/hour) or fixed fee basis ($100-$25,000 per billing period). Fees are negotiable. Clients using SMArtX also pay a platform fee.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
24400 Chagrin Blvd., Suite 310, Beachwood, OH, 44122
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017Settled
Customer Dispute
September 2009Settled
Customer Dispute
May 2008Settled
Other Business ActivitiesSells Insurance
Bruce is a board member for the Jewish Federation of Utah and the Peoples Health Clinic, dedicating minimal time to each. He also makes introductions to insurance specialists and is a managing director for Rosehaven Family Office, taking about a quarter of his time.
Employment History
Current Registrations
Oneseven
July 2016 - Present · 9 yrs 6 mos
Previous Registrations
International Assets Advisory, LLC Broker
July 2019 - October 2020 · 1 yr 3 mos
Purshe Kaplan Sterling InvestmentsBroker
July 2016 - July 2019 · 3 yrs
Morgan Stanley
June 2009 - July 2016 · 7 yrs 1 mo
Morgan Stanley Broker
June 2009 - July 2016 · 7 yrs 1 mo
Morgan Stanley & CO. Incorporated
November 2008 - June 2009 · 7 mos
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2004 - November 2008 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
November 2004 - November 2008 · 4 yrs
Citigroup Global Markets INC.
December 1999 - November 2004 · 4 yrs 11 mos
Citigroup Global Markets INC. Broker
April 1999 - November 2004 · 5 yrs 7 mos
State Registrations3 states
OHTXUT
Advisor
Exams
No exam information available for this advisor.