AA

Alec Bruce Abbott

39 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
23 advisors
Number of Clients
1,563 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.7B

Fee Structure

Financial Plan Fee:$0 - $75,000

Fees for portfolio management range from 0% to 2.50% annually, based on the market value of assets under management, service complexity, and administration level. Financial planning fees are fixed and range from $0 to $75,000, depending on the plan's complexity and scope. General consulting fees are fixed and determined on a case-by-case basis, depending on the scope and complexity of the services provided. Advisory fees are negotiable.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

5255 N Edgewood Drive, Suite 225, Provo, UT, 84604

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018
Settled
Other Business ActivitiesSells Insurance

Alec is an insurance broker since 1989, selling life, long-term care, and disability insurance, dedicating a few hours per week. Alec also serves on the board of advisors for Medalist Diversified REIT, Inc., spending minimal time advising on real estate matters.

Employment History
Current Registrations
The Norden Group LLC
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Baker Tilly Capital, LLCBroker
November 2020 - May 2024 · 3 yrs 6 mos
Baker Tilly Wealth Management, LLC
November 2020 - May 2024 · 3 yrs 6 mos
Dfpg Investments, LLCBroker
February 2019 - November 2020 · 1 yr 9 mos
Allegis Investment Services, LLCBroker
June 2017 - March 2019 · 1 yr 9 mos
Sagepoint Financial, INC.Broker
October 2005 - July 2017 · 11 yrs 9 mos
Sunamerica Securities, INC.
January 2005 - January 2005 · 0 mos
Sunamerica Securities, INC.Broker
December 2004 - October 2005 · 10 mos
Constellation Advisors
April 2001 - December 2004 · 3 yrs 8 mos
Hagerty, Stewart & Associates, INC. Broker
February 2001 - November 2001 · 9 mos
The Seidler Companies IncorporatedBroker
January 2001 - December 2004 · 3 yrs 11 mos
Squar Milner Financial Services, LLC
June 2000 - December 2020 · 20 yrs 6 mos
Hagerty, Stewart & Associates, INC. Broker
December 1999 - January 2001 · 1 yr 1 mo
New England SecuritiesBroker
August 1989 - December 1999 · 10 yrs 4 mos
Cigna Securities, INC.Broker
April 1988 - August 1989 · 1 yr 4 mos
Rance King Securities CORP.Broker
November 1986 - April 1988 · 1 yr 5 mos
Katersky Securities, INC.Broker
January 1986 - February 1989 · 3 yrs 1 mo
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.
Alec Bruce Abbott - Financial Advisor | AdvisorDiscover