Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.50% |
| $3M+ | 0.25% |
Fee Estimator
You'll pay an annual fee based on the value of your investments (see rates in the table above). For example, a $1.5 million portfolio would cost approximately $13,125 per year. Alternatively, you can negotiate a fixed fee for asset management. A comprehensive financial plan costs $5,000, or $2,500 for a limited-scope plan. Broadwing may require a retainer equal to 50% of the fixed fee. For clients with household assets totaling greater than $500,000 of assets under management with Broadwing Capital, Broadwing Capital will pay the transaction costs charged by the custodian.
Areas of Practice
Advisor Information
Office location
101 Larkspur Landing Circle, Suite 221, Larkspur, CA, 94939
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kelly is a member of the advisory board and a limited partner in La Ballena Mexico Partners, LLC, a real estate investment firm, since 2006. She dedicates minimal time to offering business-related advice to general partners.