Firm Information
Compensation
Fee-Only (AUM)Fixed/HourlyFirm Size
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth, Inc. offers various advisory programs with fees detailed in their respective program brochures. These programs include Advisor Managed Portfolios, Unified Managed Accounts, and access to Third-Party Money Managers. Financial planning and consulting services are also available, with fees determined and documented in a separate agreement. The Signator Managed Account Platform program fees include portions paid to the Advisory Representative, the Firm, the custodian, and Third-Party Money Managers.
Areas of Practice
Advisor Information
Office location
8755 West Higgins Road, Suite 200, Chicago, IL, 60631
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Rick Scott ShapiroRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rick is an insurance agent offering and servicing fixed insurance products, including fixed and indexed annuities, accident, health, and traditional life insurance, since 2018. This activity takes about a quarter of his time.
Employment History
Current Registrations
Osaic Wealth, INC. Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
AXA Advisors, LLC Broker
Mutual Service Corporation
Mutual Service CorporationBroker
M Holdings Securities, INC. Broker
Mutual Service CorporationBroker
Ascend Financial Services, INC.Broker
Consolidated Resources, INC.Broker
State Registrations7 states
Exams