Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Emerge earns compensation from distribution fees and investment management revenue as a percentage of the sub-advisor's fee. For the Emerge platform, fees range from 0.25% to 1.00%, plus custody and trading costs. Fees may be negotiable based on account size and the number of accounts. Consulting fees for corporations, pension plans, and non-profits range from 0.25% to 1% depending on size and depth of requirement.
Areas of Practice
Advisor Information
Office location
500 Pearl Street, Suite 740, Buffalo, NY, 14202
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lisa is the owner, Chief Compliance Officer, and Chief Executive Officer of Emerge Canada, Inc., an investment fund manager since 2019. The firm manages and sponsors 6 ETFs, utilizing investment strategies of ARK Invest under a sub-advisory agreement.