DD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
2,344 clients
Average Client Portfolio
$245K average
Assets Under Management
$575.1M
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable on a Client-by-Client basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$500 - $10,000
Hourly Rate:$175 - $250/hr
The annual fee for portfolio management is based on a percentage of assets under management, determined on a client-by-client basis, not exceeding 2.25%. If a third-party money manager is used, clients will incur a separate fee charged by that manager. Financial planning and consulting fees are either flat ($500-$10,000) or hourly ($175-$250/hour). Flat fees can also be calculated as a percentage of assets under management (0.20%-0.50%).
Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment ManagementHigh Net Worth
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Advisor Information
Office location
28202 Cabot Rd, Suite 300, Laguna Niguel, CA, 92677
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2012Settled
Customer Dispute
April 2012Denied
Regulatory
July 2009Final
Other Business ActivitiesSells Insurance
Don officiates sporting events, dedicating a few hours per week. He is also an IAR at TCFG Investment Advisors, LLC and an agent at TCFG Insurance Solutions, LLC.
Employment History
Current Registrations
Tcfg Wealth Management, LLCBroker
June 2020 - Present · 5 yrs 7 mos
Tcfg Investment Advisors, LLC
June 2020 - Present · 5 yrs 7 mos
Previous Registrations
Client One Securities LLC
August 2013 - June 2020 · 6 yrs 10 mos
Client One Securities LLC Broker
May 2013 - June 2020 · 7 yrs 1 mo
Ing Financial Partners, INC. Broker
May 2007 - May 2013 · 6 yrs
Harbour Investments, INC. Broker
May 2005 - April 2007 · 1 yr 11 mos
Mony Securities Corporation
February 2004 - May 2005 · 1 yr 3 mos
Mony Securities CorporationBroker
June 2003 - May 2005 · 1 yr 11 mos
Edward Jones Broker
March 2002 - June 2003 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
March 2001 - March 2002 · 1 yr
Ing Financial Partners, INC
May 2000 - July 2009 · 9 yrs 2 mos
Liberty Securities CorporationBroker
May 1998 - February 2001 · 2 yrs 9 mos
Titan/value Equities Group, INC.Broker
December 1997 - May 1998 · 5 mos
Sii Investments, INC.Broker
June 1997 - December 1997 · 6 mos
Main Street Management CompanyBroker
April 1995 - June 1997 · 2 yrs 2 mos
Capital Analysts, IncorporatedBroker
June 1993 - April 1995 · 1 yr 10 mos
Pruco Securities Corporation Broker
August 1992 - May 1993 · 9 mos
SharemasterBroker
May 1991 - August 1992 · 1 yr 3 mos
First Affiliated Securities, INC.Broker
July 1990 - February 1991 · 7 mos
Walnut Street Securities, INC.Broker
April 1990 - April 1990 · 0 mos
Walnut Street Securities, INC.Broker
July 1988 - January 1990 · 1 yr 6 mos
Mutual of Omaha Fund Management Company Broker
February 1986 - July 1988 · 2 yrs 5 mos
State Registrations4 states
CASCTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.