Anthony Jacob Garcia

Apollon Wealth Management, LLC

38 Years of Experience

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Firm Information

Apollon Wealth Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

115 advisors

Number of Clients

6,762 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$7.7B

Fee Structure

Apollon Wealth charges fees for advisory services, but the specific fee structure is not detailed in this document. They offer financial planning and investment management services. Some IARs may provide tax services outside of Apollon Wealth's oversight. The document mentions potential conflicts of interest and mitigation strategies.

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Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth

Advisor Information

Office location

111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464

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Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2008

Settled

Customer Dispute

April 2003

Award / Judgment

Customer Dispute

March 2002

Pending

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Anthony is the 100% owner of Garcia Asset MGMT, LLC, established in 2012, which he uses for tax purposes related to his securities business expenses, dedicating about a quarter of his time without compensation. He is also an independent insurance agent at the same location.