Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TSW charges a fixed-percentage annual fee based on assets under management, as detailed in the Investment Management Agreement (IMA). A minimum asset amount of $1,000,000 is required for new high-net-worth client accounts. Minimums for institutional accounts are $10,000,000, with International strategies requiring $50,000,000. Fees are subject to negotiation and may vary based on assets, complexity, and other factors.
Areas of Practice
Advisor Information
Office location
6641 West Broad Street, Suite 600, Richmond, VA, 23230
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is a Senior Client Portfolio Manager at Pendal USA Inc, the parent company of two U.S.-based registered investment advisers. He leads the firm's client service effort, helps manage the overall business, and is a member of the executive committee, dedicating a few hours per week to this role.