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Anthony Joseph Daprato

39 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
519 clients
Average Client Portfolio
$907K average
Assets Under Management
$470.9M

Fee Structure

Financial Planning:Investment management only

WSC offers a wrap-fee program where clients pay a single annual fee based on their portfolio's value, covering advisory, custody, and brokerage services. The fee is subject to negotiation but is based on an annualized rate of up to 1.5%. Fees vary based on client type, pre-existing relationships, assets under management, and service requirements. Clients may incur additional expenses for mutual funds, ETFs, and ETNs. The fee does not include exchange fees, SEC fees, transfer taxes, or certain brokerage-related fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

60 Broad Street, 39th Floor, New York, NY, 10004

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wellington Shields & Co., LLC
September 2021 - Present · 4 yrs 4 mos
Wellington Shields & Co., LLC Broker
December 2015 - Present · 10 yrs 1 mo
Previous Registrations
RBC Capital Markets, LLC
June 2010 - May 2015 · 4 yrs 11 mos
RBC Capital Markets, LLC Broker
June 2010 - May 2015 · 4 yrs 11 mos
J.P. Morgan Securities INC. Broker
March 1998 - June 2010 · 12 yrs 3 mos
J.P. Morgan Clearing CORP.Broker
March 1998 - December 2008 · 10 yrs 9 mos
Royal Alliance Associates, INC. Broker
November 1989 - February 1998 · 8 yrs 3 mos
Integrated Resources Equity CorporationBroker
March 1986 - November 1989 · 3 yrs 8 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Anthony Joseph Daprato - Financial Advisor | AdvisorDiscover