Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 0.50% |
| $100K - $250K | 0.40% |
| $250K+ | 0.30% |
Fee Estimator
AFA charges an advisory fee at an effective annual rate of 0.30% - 0.50% for the Alight IRA managed account services, based on the average daily net assets. This fee covers investment management, advisory, custodial, transaction, retirement planning, education, support, and administration costs. Investments in mutual funds and ETFs are subject to additional fees disclosed in their prospectuses. Non-advisory account fees, such as account closing fees ($95), paper statement fees ($5), and outgoing wire fees ($25), may also apply.
Areas of Practice
Advisor Information
Office location
9335 Harris Corners Parkway, Suite 150, Charlotte, NC, 28269
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Francis is a consultant and bookkeeper for his son's photography business, dedicating minimal time. He also buys and resells items on eBay as a sole proprietor, spending a few hours per week.