JV
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
496 clients
Average Client Portfolio
$118K average
Assets Under Management
$58.6M
Fee Structure
Minimum Investment:None
Financial Plan Fee:$250 - $1,000
CFA charges an annual asset-based fee for portfolio management, negotiated with each client within a range of 0.50% to 2.00% (0.125% to 0.50% each quarter). The fees are calculated and paid quarterly in advance. Financial planning fees range from $250 to $1,000 depending on client needs and complexity. Fixed financial planning fees are negotiable and payable by check at the time of agreement.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate Planning
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Advisor Information
Office location
Providence, UT
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013Denied
Other Business ActivitiesSells Insurance
James owns rental properties and spends minimal time managing Vanel Management LLC, a management company for rental properties. He also owns Vancor Inc. and spends a few hours per week on non-variable insurance activities.
Employment History
Current Registrations
Connect Financial Advisors
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Keystone Wealth Advisors
November 2011 - October 2022 · 10 yrs 11 mos
Vanderbeek Advisors LLC
June 2008 - October 2010 · 2 yrs 4 mos
LPL Financial LLC
April 2007 - November 2011 · 4 yrs 7 mos
Allegis Advisors, INC.
September 2006 - April 2007 · 7 mos
State Registrations2 states
IDUT
Advisor
Exams
No exam information available for this advisor.