AW
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
43 advisors
Number of Clients
1 client
Average Client Portfolio
$6.9B average
Assets Under Management
$6.9B
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Advisor Information
Office location
330 Madison Avenue, 10th Floor, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Annmarie is a board member at Holy Cross Academy, a Catholic grammar school, since April 2025. She dedicates minimal time to this role.
Employment History
Current Registrations
Guggenheim Investments
August 2020 - Present · 5 yrs 5 mos
Guggenheim Funds Distributors, LLC
August 2020 - Present · 5 yrs 5 mos
Guggenheim Funds Distributors, LLC Broker
August 2020 - Present · 5 yrs 5 mos
Previous Registrations
Nylife Distributors LLCBroker
August 2005 - August 2020 · 15 yrs
New York Life Investment Management LLC
August 2005 - August 2020 · 15 yrs
Merrill Lynch Pierce Fenner & Smith INC.
October 2004 - July 2005 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2004 - July 2005 · 9 mos
Pioneer Investment Management, INC.
June 2004 - August 2004 · 2 mos
Pioneer Funds Distributor, INC.Broker
November 2001 - August 2004 · 2 yrs 9 mos
Prudential Securities IncorporatedBroker
March 2000 - June 2000 · 3 mos
Prudential Investment Management Services LLCBroker
January 1997 - February 2000 · 3 yrs 1 mo
Prudential Securities IncorporatedBroker
October 1995 - January 1997 · 1 yr 3 mos
Keystone Distributors, INC.Broker
November 1986 - June 1988 · 1 yr 7 mos
State Registrations3 states
ILNJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.