JO
CFA

James Richard Oswald

10 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
685 clients
Average Client Portfolio
$241K average
Assets Under Management
$165.0M

Fee Structure

Minimum Investment:$100K
Financial Plan Fee:Up to $2,000
Hourly Rate:$100 - $200/hr

T2 Asset Management charges an asset-based fee, calculated as a percentage of managed assets, not exceeding 2.0%. Fees are negotiable based on account size and complexity. Fees are payable quarterly in advance. They may also charge an hourly fee of $100 to $200 for reviewing assets held away from the firm, depending on complexity. A fixed fee of up to $2000 may be charged for financial plans. A minimum account size of $100,000 is generally required, but may be waived at their discretion.

Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Loading...

Advisor Information

Office location

1952 Mcdowell Rd, Suite 101, Naperville, IL, 60563

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
T2 Asset Management, LLC
February 2015 - Present · 10 yrs 11 mos
Previous Registrations
Asbury Investment Management LLC
May 2019 - April 2023 · 3 yrs 11 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.