AE
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
9 advisors
Number of Clients
2,058 clients
Average Client Portfolio
$118K average
Assets Under Management
$242.5M
Fee Structure
Minimum Investment:$5K
Financial Planning:Investment management only
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 1.00% |
Fees are limited to 1.0% annually depending on the size and complexity of Client relationship. Fees may be negotiable at the discretion of NSI.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Investment advisory fees are based on the market value of assets under management and are limited to 1.0% annually, depending on the size and complexity of the client relationship. Fees are paid monthly, in advance, and may be negotiable. A minimum account size of $5,000 is generally required.
Areas of Practice
Investment Management
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Advisor Information
Office location
9718 N Morton Ct, Spokane, WA, 99218
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wealth Asset Managers
March 1997 - Present · 28 yrs 10 mos
Nelson Securities,inc. Broker
June 1992 - Present · 33 yrs 7 mos
Previous Registrations
Mony Securities CORP.Broker
November 1990 - July 1992 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 1987 - February 1990 · 2 yrs 2 mos
Titan Capital CorporationBroker
March 1987 - July 1987 · 4 mos
Integrated Resources Equity CorporationBroker
December 1986 - March 1987 · 3 mos
Thomas F. White & Co., IncorporatedBroker
September 1986 - December 1986 · 3 mos
State Registrations8 states
CAFLMAMINCTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.