MT

Maria Patricia Tipton

37 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
35 advisors
Number of Clients
1,145 clients
Average Client Portfolio
$159K average
Assets Under Management
$182.6M

Fee Structure

Minimum Investment:$25K
Financial Plan Fee:$150 - $1,000
Hourly Rate:$50 - $150/hr

Fees for asset management programs range from 0.5% to less than 3% annually, as agreed upon in writing. The smaller the portfolio, the larger the fee, and conversely. Financial planning and appraisal services are based on hourly ($50-$150) or fixed fees ($150-$1,000). Third-party management programs have their own fee schedules. A $25,000 minimum account requirement may be waived. Fees are negotiable within the stated ranges.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
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Advisor Information

Office location

3061 Allied Street, Suite B, Green Bay, WI, 54304

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Regulatory History (1)
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Employment Separation After Allegations
June 2011
Other Business ActivitiesSells Insurance

Maria has been an insurance agent since 2012, selling fixed annuities, life insurance, long-term care, and disability insurance. This activity takes a significant amount of Maria's time, about 80 hours per month, split evenly between market and non-market hours.

Employment History
Current Registrations
Kcd Financial, INC.
November 2012 - Present · 13 yrs 2 mos
Kcd Financial, INC. Broker
November 2012 - Present · 13 yrs 2 mos
Previous Registrations
Redhawk Wealth Advisors, INC.
September 2012 - November 2012 · 2 mos
Prudential Financial Planning Services
April 1998 - July 2011 · 13 yrs 3 mos
Pruco Securities, LLC. Broker
December 1986 - July 2011 · 24 yrs 7 mos
State Registrations21 states
CACTFLHIILINLAMDMINCNJNVNYOHPASCTNTXWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.