FA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
1 client
Average Client Portfolio
$2.0M average
Assets Under Management
$2.0M
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Advisor Information
Office location
6083 E. Grant Road, Tucson, AZ, 85712
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Francisco is a principal and investment advisor for Alamos Capital and the sole owner of Hilltop Capital Company, an NFA IB Member. He spends about half of his time on these investment-related activities.
Employment History
Current Registrations
Alamos Capital, LLC
October 2024 - Present · 1 yr 3 mos
Union Capital Company
April 2007 - Present · 18 yrs 9 mos
Union Capital Company Broker
August 2001 - Present · 24 yrs 5 mos
Previous Registrations
Northeast Securities, INC.Broker
July 2015 - September 2016 · 1 yr 2 mos
Torrey Pines Securities, INC.Broker
September 1999 - August 2001 · 1 yr 11 mos
Bench Securities CORP.Broker
October 1996 - November 1997 · 1 yr 1 mo
Westamerica Investment GroupBroker
April 1996 - October 1996 · 6 mos
Wells Fargo Securities INC.Broker
August 1994 - December 1994 · 4 mos
Banc One Arizona Investment Services CorporationBroker
May 1993 - June 1994 · 1 yr 1 mo
Lehman Brothers INC.Broker
March 1992 - May 1993 · 1 yr 2 mos
Prudential-Bache Securities INC.Broker
September 1989 - May 1990 · 8 mos
Dean Witter Reynolds INC.Broker
November 1986 - September 1989 · 2 yrs 10 mos
State Registrations11 states
ARAZCACOGAHIILINMNNVSD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.