AS

Alan Robert Schnall

39 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
1106 advisors
Number of Clients
37,605 clients
Average Client Portfolio
$862K average
Assets Under Management
$32.4B

Fee Structure

Minimum Investment:$10K
Minimum Annual Fee:$250

Oppenheimer's advisory fees are negotiable and vary based on account type, size, and services provided. The minimum annual fee is $250, but this is waived for accounts over $50,000 or households with at least $250,000 in advisory accounts. The fees cover investment services, trading, custody, and reporting. Clients may pay more or less in a wrap fee program compared to purchasing services separately. The table above shows the maximum fees for each program.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

Yamato Office Center, 999 Yamato Road, Suite 300, Boca Raton, FL, 33431

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Oppenheimer & CO. INC.
February 2018 - Present · 7 yrs 11 mos
Oppenheimer & CO. INC. Broker
September 2007 - Present · 18 yrs 4 mos
Previous Registrations
Sterne, Agee & Leach, INC.Broker
December 2006 - September 2007 · 9 mos
Scott & Stringfellow, INC.Broker
February 2005 - December 2006 · 1 yr 10 mos
Sterling Financial Investment Group, INC.Broker
August 2004 - February 2005 · 6 mos
Oppenheimer & CO. INC. Broker
July 2000 - September 2004 · 4 yrs 2 mos
Orosey & Pepe Capital Markets, INC.Broker
December 1998 - July 2000 · 1 yr 7 mos
Fahnestock & Co., INC. Broker
July 1998 - December 1998 · 5 mos
Suncoast Capital Group, Ltd.Broker
August 1996 - July 1998 · 1 yr 11 mos
The G.M.S. Group, INC. Broker
November 1995 - August 1996 · 9 mos
Lehwald, Orosey & Pepe Capital Markets, INC.Broker
June 1995 - November 1995 · 5 mos
Lehwald, Orosey & Pepe IncorporatedBroker
March 1989 - November 1995 · 6 yrs 8 mos
Marcus, Stowell & Beye Government Securities, INC.Broker
December 1988 - March 1989 · 3 mos
Marcus, Stowell & Beye, INC.Broker
December 1988 - March 1989 · 3 mos
U.S. Associates of Florida, INC.Broker
June 1988 - December 1988 · 6 mos
Westcap Securities, INC.Broker
May 1988 - July 1988 · 2 mos
First State Investments, INC.Broker
January 1988 - May 1988 · 4 mos
First Investment Securities, INC.Broker
October 1986 - January 1988 · 1 yr 3 mos
State Registrations24 states
AKCACOCTFLILLAMDMIMNMOMSNJNMNVNYORSDTXVAVTWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.