AS
CFP

Alan Mcmullen Smith

38 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
129 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$258.9M

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee
Minimum Annual Fee:$1,000
Financial Plan Fee:$5,000

Trinity's fee rate may be as high as 1.35% of assets it oversees, but it is frequently less depending on the services rendered, the value of the assets managed, and whether outside managers are used. All Trinity fees are negotiable based on the scope of the engagement. Custodial fees range from 0.0% to 0.25% depending on the custodian used and are in addition to Trinity’s fees. Financial planning fees are typically included with ongoing management engagements, but in special situations a one-time fee of $5,000 or less paid in arrears is possible. Retirement plan services have a minimum annual fee of $1,000 per plan.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningCharitable Giving
Loading...

Advisor Information

Office location

132 W Washington Ave Suite 200, St. Louis, MO, 63122

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alan is an independent representative for Growth Management Group / Stryde Savings, a non-investment related company providing tax and cost saving strategies. He dedicates minimal time to this activity, mostly during securities trading hours.

Employment History
Current Registrations
Trinity Wealth Advisors LLC
December 2020 - Present · 5 yrs 1 mo
Asa Advisors, INC.
July 2014 - Present · 11 yrs 6 mos
Previous Registrations
Trinity Wealth Securities, L.L.C.Broker
February 2001 - January 2021 · 19 yrs 11 mos
Royal Alliance Associates, INC. Broker
March 1997 - March 2001 · 4 yrs
Walnut Street Securities, INC.Broker
September 1992 - January 1997 · 4 yrs 4 mos
New England SecuritiesBroker
April 1988 - October 1992 · 4 yrs 6 mos
Cigna Securities, INC.Broker
December 1986 - May 1988 · 1 yr 5 mos
State Registrations1 state
MO
Advisor
Exams
No exam information available for this advisor.