PL
CFP
Patrick Neal Lundy
37 Years of Experience
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
31 advisors
Number of Clients
1,501 clients
Average Client Portfolio
$304K average
Assets Under Management
$456.4M
Fee Structure
Minimum Investment:None
Financial Plan Fee:$500 - $3,000
Hourly Rate:$150 - $350/hr
Oak Ridge charges advisory fees that vary from 0.25% to 2.25% on managed assets, not to exceed a cumulative fee of 2.50%. Fees can be charged monthly or quarterly in advance or in arrears. Financial planning is offered on both a fixed fee and an hourly fee basis. Fixed fees range from $500 to $3,000. Hourly fees range from $150 to $350.
Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information
Office location
539 Bielenberg Dr - Suite 100, Woodbury, MN, 55125
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016Denied
Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC
April 2016 - Present · 9 yrs 9 mos
The Oak Ridge Financial Services Group, INC. Broker
April 2016 - Present · 9 yrs 9 mos
Previous Registrations
U.S. Bancorp Investments, INC.
August 2012 - April 2016 · 3 yrs 8 mos
U.S. Bancorp Investments, INC. Broker
August 2012 - April 2016 · 3 yrs 8 mos
Associated Investment Services, INC.
September 2004 - September 2012 · 8 yrs
Associated Investment Services, INC. Broker
October 1999 - September 2012 · 12 yrs 11 mos
Federated Securities CORP. Broker
April 1998 - October 1999 · 1 yr 6 mos
U.S. Bancorp Investments, INC. Broker
September 1997 - March 1998 · 6 mos
U.S. Bancorp SecuritiesBroker
February 1996 - September 1997 · 1 yr 7 mos
Primevest Financial Services, INC.Broker
October 1994 - April 1995 · 6 mos
Elan Investment Services, INC.Broker
April 1988 - June 1994 · 6 yrs 2 mos
Marketing One Securities, INC.Broker
December 1986 - February 1988 · 1 yr 2 mos
State Registrations12 states
AKAZCOFLMNNDORSCTXWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.