Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
45 advisors
Number of Clients
2,987 clients
Average Client Portfolio
$203K average
Assets Under Management
$604.9M

Fee Structure

Minimum Investment:$2.5K
Financial Plan Fee:$100 - $4,000
Hourly Rate:$50 - $250/hr

AISG's annual fees for investment advisory services generally range from 0.75% to 2.5% of assets under management, but are negotiated based on factors like total assets, scope of engagement, and investment style. A minimum of $2,500 in assets under management is required, but this may be negotiable. Financial planning fees range from $50 to $250 per hour or $100 to $4,000 on a fixed-fee basis. Third-party estate planning services are available for separate fees.

Areas of Practice
Investment ManagementFinancial Planning & CoachingEstate PlanningTax PlanningHigh Net Worth
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Advisor Information

Office location

664 S Rivershore Lane Ste 150, Eagle, ID, 83616

Get directions
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2018
Settled
Customer Dispute
January 2016
Settled
Regulatory
August 2015
Final
Employment Separation After Allegations
May 2015
Other Business ActivitiesSells Insurance

Eric operates Treasure State Retirement Planning as a sole proprietorship, functioning as an independent insurance agent and selling securities. This takes nearly full-time hours, with some time spent during trading hours.

Employment History
Current Registrations
American Independent Securities Group, LLC
August 2017 - Present · 8 yrs 5 mos
American Independent Securities Group, LLC Broker
August 2017 - Present · 8 yrs 5 mos
Previous Registrations
Sii Investments, INC.Broker
June 2015 - August 2015 · 2 mos
Fsc Securities Corporation
June 1995 - December 2018 · 23 yrs 6 mos
Rocky Mountain Financial Advisors LLC
March 1995 - December 2003 · 8 yrs 9 mos
Fsc Securities CorporationBroker
September 1994 - May 2015 · 20 yrs 8 mos
American Express Financial Advisors INC. Broker
December 1986 - September 1994 · 7 yrs 9 mos
State Registrations7 states
AZCOIDMTUTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.