DK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
45 advisors
Number of Clients
3,888 clients
Average Client Portfolio
$472K average
Assets Under Management
$1.8B
Fee Structure
Financial Plan Fee:$1,500 - $10,000
Hourly Rate:Up to $350/hr
The maximum annual fee for asset management and comprehensive portfolio management is 2.00%, billed quarterly in advance. Financial planning fees range from $1,500 to $10,000 on a flat fee basis, or up to $350 per hour. Retirement plan consulting is billed hourly (up to $250/hour), flat fee ($750-$10,000), or as a percentage of plan assets (up to 2.00%). Fees are negotiable.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningEducation PlanningTax Planning
Loading...
Advisor Information
Office location
201 E. Sandpointe Avenue, #460, South Coast Metro, CA, 92707
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 1980Final Disposition
Other Business ActivitiesSells Insurance
David sells life insurance as a non-variable insurance DBA since 2010. He also works for King Wealth Management, Inc. for accounting purposes and spends a few hours per week at Golden State Wealth Management, LLC as a registered investment advisor hybrid.
Employment History
Current Registrations
Golden State Wealth Management, LLC
October 2014 - Present · 11 yrs 3 mos
LPL Financial LLC
December 2010 - Present · 15 yrs 1 mo
LPL Financial LLC Broker
December 2010 - Present · 15 yrs 1 mo
Previous Registrations
LPL Financial LLC
July 2025 - October 2025 · 3 mos
LPL Financial LLC
December 2010 - October 2015 · 4 yrs 10 mos
Edward Jones
February 2007 - December 2010 · 3 yrs 10 mos
Edward Jones Broker
October 2004 - December 2010 · 6 yrs 2 mos
State Registrations8 states
AZCAILMANCTXWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.