Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 1.50% |
Fees are not generally negotiable. The Firm reserves the right to assess a different fee based on the nature and complexity of the client’s account. The lower rate of 0.30% was recently introduced to our fee schedule for high-net-worth clients.
Fee Estimator
Investment management fees are based on a percentage of assets under management, ranging from 0.30% to 1.50% annually. Fees are billed monthly or quarterly. Financial planning is offered on an hourly basis at $350 per hour, or a flat fee ranging from $2,500 to $10,000. The firm does not have a minimum fee. A retainer of 50% is required for financial planning services.
Areas of Practice
Advisor Information
Office location
1333 North California Blvd., Suite 140, Walnut Creek, CA, 94596
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter is an IAR utilizing a six-step financial planning process, spending about half his time on this activity. He also provides life insurance analysis and recommendations to individuals and small business owners, dedicating a few hours per week. Additionally, Peter refers clients to estate planning attorneys, spending minimal time on this.