AV

Arthur R Vignoli

35 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
84 advisors
Number of Clients
1,434 clients
Average Client Portfolio
$322K average
Assets Under Management
$461.5M

Fee Structure

Financial Plan Fee:$250 - $5,000
Hourly Rate:$100 - $500/hr

Fees for investment advisory services are negotiable and depend on account value, investment program, service level, and financial complexity. The IAR is authorized to charge a fee within an allowable range, starting from 0.35% to 0.5% depending on the asset level, and a maximum that cannot exceed 2.0%. Additional fees may include custodian, platform, manager, and transaction fees. Financial planning fees range from $250-$5,000 (flat fee) or $100-$500 per hour. Retirement plan advisory fees depend on plan account value, plan type, and number of participants.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

One Blue Hill Plaza, #1509-75, Pearl River, NY, 10965

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2008
Other Business ActivitiesSells Insurance

Arthur is involved in business brokering, energy service referrals, and loan prospecting, each taking minimal time. He is also an independent insurance agent selling various insurance products, dedicating a few hours per week.

Employment History
Current Registrations
Lifemark Securities CORP.
February 2025 - Present · 11 mos
Lifemark Securities CORP. Broker
January 2023 - Present · 3 yrs
Previous Registrations
Coastal Equities, INC.Broker
August 2019 - January 2023 · 3 yrs 5 mos
LPL Financial LLC Broker
February 2018 - June 2019 · 1 yr 4 mos
Invest Financial CorporationBroker
February 2009 - February 2018 · 9 yrs
Woodbury Financial Services, INC.Broker
January 2006 - October 2008 · 2 yrs 9 mos
Cadaret, Grant & Co., INC. Broker
June 2005 - December 2005 · 6 mos
Park Avenue Securities LLC Broker
April 2000 - May 2005 · 5 yrs 1 mo
Citicorp Investment ServicesBroker
November 1997 - March 1999 · 1 yr 4 mos
Key Investments INC.Broker
October 1995 - November 1997 · 2 yrs 1 mo
Bhcm INC.Broker
February 1995 - October 1995 · 8 mos
Financial Horizons Securities CorporationBroker
June 1993 - February 1995 · 1 yr 8 mos
Citicorp Investment ServicesBroker
June 1992 - January 1995 · 2 yrs 7 mos
Citicorp Financial Services,inc.Broker
April 1991 - June 1992 · 1 yr 2 mos
Home Life Insurance CompanyBroker
November 1988 - June 1991 · 2 yrs 7 mos
W. S. Griffith & Co., INC.Broker
November 1988 - June 1991 · 2 yrs 7 mos
State Registrations4 states
FLNYPAVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.