JK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
6 advisors
Number of Clients
31 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$39.9M
Fee Structure
This brochure supplement provides information about Brad S. Lessem that supplements the First Western Securities, Inc. brochure. Please refer to the First Western Securities, Inc. brochure for fee information.
Areas of Practice
Investment Management
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Advisor Information
Office location
2817 74th, Lubbock, TX, 79423
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jerry is an independent insurance agent for Employee Benefits Associates. This takes nearly full-time hours and is not investment related.
Employment History
Current Registrations
First Western Securities, INC.
October 2010 - Present · 15 yrs 3 mos
First Western Securities, INC.
July 2010 - Present · 15 yrs 6 mos
First Western Securities, INC. Broker
July 2010 - Present · 15 yrs 6 mos
Previous Registrations
Lincoln Financial Securities CorporationBroker
January 2008 - May 2010 · 2 yrs 4 mos
F & S Asset Management Group, INC.
January 2008 - November 2010 · 2 yrs 10 mos
Capital Analysts, Incorporated
March 2004 - December 2007 · 3 yrs 9 mos
Capital Analysts, IncorporatedBroker
January 2004 - December 2007 · 3 yrs 11 mos
Washington Square Securities, INC.
May 2001 - January 2004 · 2 yrs 8 mos
Washington Square Securities, INC. Broker
May 2001 - January 2004 · 2 yrs 8 mos
Woodbury Financial Services, INC.Broker
October 1992 - May 2001 · 8 yrs 7 mos
MML Investors Services, INC. Broker
March 1987 - October 1992 · 5 yrs 7 mos
State Registrations2 states
OKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.