ASWTI provides investment management services to RIAs, and is compensated based on assets under management. The maximum fee structure charged for SMA sub-advisory services is 1.00% and may vary depending on a variety of factors and considerations, including but not limited to, level of service needs of the RIA or Client, total AUM of Client, and/or total AUM committed to ASWTI for services by RIA. Fees are negotiable. For RIAs participating in the ASWTI Signal Provider Services, the fees are traditionally charged as either a flat monthly or quarterly rate, or charged as a basis point of the total RIA AUM anticipated to utilize and be influenced by the signals, subject to a base minimum annual fee amount. These signal provider fees are negotiable.
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Learn about disclosures →Ronald operates Briggs Financial Group Wealth Advisors as a DBA for investment advisory services. He is also the Founder, CEO, and Chief Investment Strategist for A Smarter Way to Invest, Inc. and an independent insurance agent for fixed life and annuity products, dedicating minimal time to this.