RB

Ronald John Briggs

15 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
5 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$112.2M

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only

ASWTI provides investment management services to RIAs, and is compensated based on assets under management. The maximum fee structure charged for SMA sub-advisory services is 1.00% and may vary depending on a variety of factors and considerations, including but not limited to, level of service needs of the RIA or Client, total AUM of Client, and/or total AUM committed to ASWTI for services by RIA. Fees are negotiable. For RIAs participating in the ASWTI Signal Provider Services, the fees are traditionally charged as either a flat monthly or quarterly rate, or charged as a basis point of the total RIA AUM anticipated to utilize and be influenced by the signals, subject to a base minimum annual fee amount. These signal provider fees are negotiable.

Areas of Practice
Investment Management
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Advisor Information

Office location

1024 E. Grand River Ave, Suite B, Brighton, MI, 48116

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ronald operates Briggs Financial Group Wealth Advisors as a DBA for investment advisory services. He is also the Founder, CEO, and Chief Investment Strategist for A Smarter Way to Invest, Inc. and an independent insurance agent for fixed life and annuity products, dedicating minimal time to this.

Employment History
Current Registrations
A Smarter Way to Invest, INC.
April 2021 - Present · 4 yrs 9 mos
Caitlin John, LLC
February 2011 - Present · 14 yrs 11 mos
Previous Registrations
Peace of Mind Wealth Management
December 2021 - September 2022 · 9 mos
A Smarter Way to Invest, INC.
April 2013 - November 2017 · 4 yrs 7 mos
Retirement Wealth Advisors, INC.
October 2010 - January 2011 · 3 mos
State Registrations2 states
FLMI
Advisor
Exams
No exam information available for this advisor.