CC

Caesar Anthony Cepeda

38 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
113 advisors
Number of Clients
5,771 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$7.6B

Fee Structure

Financial Plan Fee:$500 - $50,000
Hourly Rate:$60 - $500/hr

SCA's investment advisory services are typically fee-based on a percentage of assets under management. Financial planning and asset allocation services are typically charged on an hourly or fixed fee basis. Hourly rates range from $60 to $500 per hour. Total costs for financial plans may range from $500 to $50,000 or more. Fees are negotiable and determined on a client-by-client basis.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

225 South Lake Avenue, Suite 1020, Pasadena, CA, 91101

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Settled
Other Business ActivitiesSells Insurance

Caesar is a Vice President and Private Wealth Advisor at Snowden Capital Advisors LLC, dedicating nearly full-time hours. He is also a Vice President at Snowden Account Services, Inc. and an insurance agent at Snowden Insurance Services LLC, spending a few hours per week selling insurance products. Finally, Caesar is the President and owner of Plan B Athletics Inc (Crossfit Monrovia), spending a few hours per week overseeing business operations.

Employment History
Current Registrations
Snowden Capital Advisors LLC
January 2015 - Present · 11 yrs
Snowden Account Services LLCBroker
January 2014 - Present · 12 yrs
Previous Registrations
Snowden Capital Advisors LLC
January 2014 - December 2014 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1997 - January 2014 · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
April 1987 - January 2014 · 26 yrs 9 mos
State Registrations5 states
AZCANVNYRI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.