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Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
190 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$356.1M
Fee Structure
Minimum Investment:$50K
Minimum Annual Fee:$1,000
Avisen Advisors offers financial planning services on an hourly consulting fee basis or a project-based fixed fee basis, or it may be included as part of the fee paid for investment management services. Fees may be negotiated based on a client's asset levels, service requirements or other factors in the Firm’s sole discretion.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation Planning
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Advisor Information
Office location
3620 American River Drive, Suite 145, Sacramento, CA, 95864
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003Settled
Other Business Activities
Alan is associated with Avisen Advisors, LLC, an investment advisory firm, where he serves as a portfolio manager. He dedicates about a quarter of his time to this business.
Employment History
Current Registrations
Avisen Advisors, LLC
February 2010 - Present · 15 yrs 11 mos
Avisen Wealth Management, INC.Broker
August 2003 - Present · 22 yrs 5 mos
Previous Registrations
Round Hill Securities, INC.Broker
June 2001 - October 2003 · 2 yrs 4 mos
Wells Fargo Van Kasper, LLCBroker
February 1996 - June 2001 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 1994 - March 1996 · 1 yr 3 mos
Kidder, Peabody & CO. IncorporatedBroker
June 1988 - January 1995 · 6 yrs 7 mos
Baraban Securities, INC.Broker
September 1987 - June 1988 · 9 mos
State Registrations8 states
AZCAFLILNVORSDTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.